Regulatory guide · ICH E6(R3)Updated October 8, 2026

ICH E6(R3) Annex 2: decentralised elements, pragmatic trials and real-world data

Annex 2 adds GCP considerations for trials that run partly outside the site, lean on usual clinical practice or reuse data from health records and registries. ICH adopted it on 3 June 2026. Here is what each section asks of sponsors and investigators, where it stands in the EU and US, and what to change in your next protocol.

  • ICH Step 4: 3 June 2026
  • EU effective 15 January 2027
  • FDA version still draft

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Where Annex 2 adds expectations
DecentralisedPragmaticRWD
Informed consent process
Investigational product handling
Investigator oversight
Data fitness and linkage
Privacy and security
Safety information flow
Our reading of the Annex 2 sections. A trial can use one, two or all three methodologies.

Annex 2 in five points

  • It is an addition, not a rewrite. Annex 2 sits on top of the E6(R3) Principles and Annex 1 and must be read with them. It covers trials with decentralised elements, pragmatic elements and real-world data (RWD).
  • It does not endorse any design. ICH says Annex 2 should not be read as an endorsement of specific methodologies. It sets out what to consider if you choose them.
  • Status differs by region. ICH adopted it at Step 4 on 3 June 2026. In the EU it takes legal effect on 15 January 2027. FDA's Annex 2 page still showed the December 2024 draft when we checked in October 2026.
  • The protocol carries more weight. Sponsors should describe and justify each methodology, the consent modality and how safety information reaches the investigator from every data source.
  • Software does not make a trial compliant. GCP is about how sponsors and investigators run a trial. Tools can support the controls; they cannot replace the decisions. This page is not legal advice.

Scope

What Annex 2 covers, in ICH's own terms

ICH E6(R3) was split into parts. The Principles and Annex 1, adopted at Step 4 on 6 January 2025, set the core of good clinical practice and are covered in our ICH E6(R3) guide for clinical trial teams. Annex 2 is the companion for designs that have moved beyond the traditional site-based model. It groups them as "methodologies" and names three.

Decentralised elements are trial activities done outside the investigator's location: visits or procedures at the participant's home, a local healthcare centre or a mobile unit, plus remote interactions such as video calls and digital health technologies (DHTs). Annex 2 treats a DHT that acquires trial data as a data acquisition tool. Pragmatic elements bring usual clinical practice into the trial: eligibility and procedures that mirror routine care, care delivered by local providers, and streamlined data collection that captures only the minimum necessary data at the times routine care already generates it. RWD is data on patient health collected outside trials, such as electronic health records (EHRs), registries and claims databases.

The annex also separates primary data collection (gathered for the trial under the protocol) from secondary use (data collected for another purpose and later brought into the trial). Both can serve a trial, but the quality and governance questions differ. For broader background on these designs, see the decentralised clinical trial guide and the glossary entry on the pragmatic clinical trial.

Status as of October 2026

Where Annex 2 stands in the EU, the US and elsewhere

ICH endorsed the Annex 2 draft for consultation on 6 November 2024 and adopted the final text at Step 4 on 3 June 2026. On 16 June 2026 ICH published a consolidated E6(R3) document that merges the Principles, Annex 1 and Annex 2. Each regulator then implements it on its own timetable.

In the EU, the European Medicines Agency lists CHMP adoption of Annex 2 on 25 June 2026 and a legal effective date of 15 January 2027. The Principles and Annex 1 have applied in the EU since 23 July 2025. In the US, FDA issued the E6(R3) Principles and Annex 1 as final guidance in September 2025, but its Annex 2 page (docket FDA-2024-D-5601) still showed the December 2024 draft, marked not for implementation, when we checked in October 2026. FDA's separate final guidance on trials with decentralised elements (September 2024) still applies. Other ICH regulators set their own dates, so confirm the date for each country in your trial.

Annex 2 adoption path
  1. ICH Step 2 draft

    6 November 2024, public consultation

  2. ICH Step 4 adoption

    3 June 2026

  3. Consolidated E6(R3) published

    16 June 2026 (Principles, Annex 1, Annex 2)

  4. 4

    EU legal effect

    15 January 2027 (CHMP adopted 25 June 2026)

  5. 5

    FDA final guidance

    Draft from December 2024 still listed

Dates from the ICH consolidated guideline, the EMA E6 page and FDA's guidance page, checked October 2026.

Section by section

What each part of Annex 2 asks, and what it means in practice

Section numbers follow the ICH text. The right-hand column is our practical reading, not ICH wording.

Annex 2 sectionWhat it asksWhat to do
2.2 Informed consentRemote consent is allowed where appropriate. The investigator must be assured of the participant's identity (for example, checking ID on a video call), with the method pre-specified. Offer paper or in-person consent where feasible.Write the identity check into the consent procedure. Explain in the form which parties will see personal details such as a home address.
2.3 and 3.6 Investigational productDirect-to-participant shipping is possible under local rules, with privacy, correct recipient, accountability and blinding protected. The investigator keeps oversight.Document who ships, who authorises each shipment and how receipt and returns are recorded.
2.4 Investigator oversightOversight should be proportionate, from direct supervision to review of essential records. Healthcare professionals doing routine-care activities need defined arrangements for sharing records.Decide which activities need trained, delegated staff and which are routine care. Record it in the delegation log.
2.5 and 3.9 SafetySafety information from home nursing, remote visits, DHTs and EHRs must reach the investigator in time to act on it.Map every source of safety signals to a named reviewer and a timeline.
3.2 Protocol and designDescribe and justify each methodology, address data variability between sources and settings, and state the consent modality.Add a short methodology rationale and a data-source table to the protocol or statistical analysis plan.
3.4 Access to RWDThe sponsor needs access to individual-level data and, for critical uses, source records. Agreements with data holders must allow regulator access too.Negotiate access and inspection clauses with registries or hospitals before the protocol is final.
3.5 Data considerationsRWD must be fit for purpose: reliable (accuracy, completeness, provenance, traceability) and relevant. Linkage must be pre-specified. Remote collection needs attention to cybersecurity.Assess each source against the trial question. Pre-specify linkage keys and how conflicting values are resolved.
3.7 and 3.8 Privacy and oversightProtect personal information shared with service providers, address breach risk from DHTs and RWD, and oversee every provider.List each provider, the personal data it receives and the oversight you apply.

Pragmatic elements and RWD

The two topics trial teams most often underestimate

Pragmatic elements look like less work, because routine care does part of the job. Annex 2 shows the hidden cost: the protocol must say how, by whom and under what circumstances each routine-care activity will be performed, and the investigator still needs the resulting records. If assessments happen whenever a clinic visit falls, the protocol schedule and the real data will not line up, and the analysis plan must handle that. Our page on pragmatic clinical trial software covers the data-collection side.

RWD raises the bar on access. When RWD supports a key efficacy or safety endpoint, assessing the data source in general may not be enough: the sponsor may need to confirm whether a clinical event occurred, was assessed or was documented, which means access to source records. If a data holder will not allow access, ICH says to consult the regulator. For exploratory endpoints, system and process-level assessments may be sufficient if the protocol explains the reasoning. See EDC for real-world data studies for how RWD fits alongside data collected for the trial.

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Checklist

Annex 2 readiness checklist for your next protocol

Use it as a review aid alongside the ICH text. It is not exhaustive and it is not legal advice.

Methodologies named and justified

Each decentralised, pragmatic or RWD element is described in the protocol with its rationale, fitness for purpose and feasibility.

Consent modality and identity check

Remote or in-person consent stated in the protocol; the identity verification method and privacy safeguards pre-specified; a paper or in-person option available where feasible.

Data-source map

Every source (site visit, home nurse, DHT, EHR, registry) listed with timing, owner, and how differences between sources are handled in the analysis.

Safety routing

How signals from each source reach the investigator, by when, and what the investigator does next.

Access agreements

Signed arrangements with data holders and service providers that allow sponsor quality control and regulator inspection access.

Provider oversight

A list of service providers, the personal data each receives, and the oversight and essential records you keep for each.

Where software fits

What a data capture system can and cannot do for Annex 2

Annex 2 is guidance for sponsors and investigators, not a software standard, and Capture does not claim E6(R3) compliance. What a system can do is make the controls Annex 2 asks for easier to run and to show. In Capture, participants complete questionnaires in the phone browser through a secure link or QR code, with no app to install; eConsent uses an on-screen signature confirmed with an email one-time code, investigator countersignature, and optional witness or legally authorised representative signatures. A study can also enable a wearable connection (for example Oura) that the participant links to their own account. See eConsent for decentralised trials and EDC for wearable device studies.

On the privacy and oversight side, role-based access separates site coordinators, who see participant names, from researchers, who see coded IDs, and a field-level audit trail records who changed what, when and why. Edit checks raise automatic queries when data from any setting breaks a rule. Be clear about the gaps too: an email code confirms access to an inbox, not a person's identity, so the ID check Annex 2 describes remains a site procedure you document. Capture does not extract data from hospital EHRs, and it does not ship investigational product.

FAQ

Questions teams ask before they switch

Something not covered here? Ask us directly.

What is ICH E6(R3) Annex 2?

It is the part of the E6(R3) good clinical practice guideline that adds considerations for interventional trials with decentralised elements, pragmatic elements and real-world data. It must be read with the E6(R3) Principles and Annex 1, and it does not endorse any particular design.

When was Annex 2 adopted?

ICH adopted Annex 2 at Step 4 on 3 June 2026 and published a consolidated E6(R3) guideline on 16 June 2026. Regional implementation follows separately.

When does Annex 2 apply in the EU?

The EMA lists CHMP adoption on 25 June 2026 and a legal effective date of 15 January 2027. The Principles and Annex 1 have applied in the EU since 23 July 2025.

Has FDA finalised Annex 2?

Not as of our October 2026 check. FDA finalised the E6(R3) Principles and Annex 1 in September 2025, but its Annex 2 page still listed the December 2024 draft (docket FDA-2024-D-5601). Check FDA's guidance page for updates.

Does Annex 2 allow remote informed consent?

Yes, where appropriate and in line with local rules. The investigator must be assured of the participant's identity, for example by checking an ID document on a video call, and the method should be pre-specified. Participants should be offered a paper or in-person option where feasible.

Is Capture compliant with ICH E6(R3) Annex 2?

Capture does not claim E6(R3) compliance. Annex 2 sets expectations for how sponsors and investigators run a trial. Capture provides controls that support them, such as eConsent with countersignature, phone-based ePRO, role-based access and a field-level audit trail.

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