Study document templateUpdated September 28, 2026

Delegation of authority log template that matches system access

The investigator can delegate trial tasks, but not responsibility. The delegation log records who may do what, from when, and it should agree with who can actually do those things in your systems.

  • Task codes
  • Start and end dates
  • Investigator sign-off

Free sandbox · No credit card · 21 CFR Part 11 aligned

Delegation log · Site 002

Staff

7

Signed off

6

Training

7/7

  • Dr A. Ozols · PI · all tasksfrom 02-Sep
  • Dr L. Berzina · Sub-I · 1, 2, 4, 5, 6from 02-Sep
  • M. Kalnina · CRC · 1, 3, 7, 8from 04-Sep
  • J. Liepa · Pharmacist · 9from 04-Sep
  • R. Zarina · CRC · 3, 7, 8PI sign-off pending
Log and system access should agree

Key points

  • ICH GCP requires the investigator to keep a list of appropriately qualified persons to whom significant trial-related duties have been delegated.
  • Each entry shows the person, role, tasks (usually as codes), start and end dates, the person's signature or initials, and the investigator's sign-off.
  • Tasks must match qualifications and training: only medically qualified staff should assess adverse events or eligibility, for example.
  • The log should agree with system access: someone not delegated eCRF entry should not be entering data.
  • Keep it current. Staff who leave get an end date, not a deleted row.

Template

Delegation log columns

ColumnContent
NameFull name of the staff member.
RoleSub-investigator, research nurse, coordinator, pharmacist, etc.
Delegated tasksTask codes from the list below.
Start dateDate delegation starts; not before training is complete.
End dateDate delegation ends; the row is kept.
Signature and initialsSpecimen signature and initials of the staff member.
Investigator sign-offPI initials and date authorising the delegation.

Task codes

Example task codes

CodeTaskTypically delegated to
1Obtain informed consentInvestigators, trained research nurses (per local rules)
2Confirm eligibilityInvestigators
3Collect medical history and con medsCoordinators, nurses
4Physical examinationMedically qualified staff
5Assess adverse events and causalityInvestigators
6Sign eCRFs and SAE reportsInvestigators
7eCRF data entryCoordinators, nurses
8Query resolutionCoordinators, investigators
9Investigational product dispensing and accountabilityPharmacists, trained staff
10Sample collection and processingNurses, lab staff

Adapt codes to your protocol and local regulations.

In Capture

Delegation, training and access in one place

Each site passes an activation checklist before it opens, including the delegation log. Team members acknowledge SOP training, roles control what each person can do, and electronic signatures made under delegation are recorded as such. The delegation log can be exported for the investigator site file.

  • Site activation checklist: ethics approval, contract, initiation visit, delegation log.
  • SOP training acknowledgements tracked.
  • Delegation log export.
  • Signing under delegation recorded in the audit trail.
Clinical trial study start-up software
  • SO

    Study owner

    Builds and configures the study

  • PI

    Principal investigator

    Oversees the site, signs off the casebook

  • SI

    Sub-investigator

    Enters and signs clinical data

  • SC

    Study coordinator

    Screens subjects, enters visit data

  • CRA

    Monitor (CRA)

    Verifies data, raises queries

  • DM

    Data manager

    Reviews, freezes and locks data

  • PT

    Participant

    Completes their own questionnaires

Set up a site with roles and a delegation log

Invite a test team in the free sandbox and activate a site.

See delegation-aware access

Inspection view

Where delegation logs go wrong

Inspectors compare the delegation log with what actually happened. The findings are predictable: a coordinator obtained consent without being delegated the task, a sub-investigator signed eCRFs before the PI signed off their entry, a staff member started work before their training was complete, or someone who left months ago still has an open row and an active login.

Most of these come from treating the log as a document filled in once at site initiation. It works better as a living record reviewed at every monitoring visit: new staff added before they start, tasks changed when roles change, and end dates entered the day someone leaves, together with removal of their system access.

Cross-checks worth making

Compare consent form signatures with the staff delegated consent; eCRF signatures with those delegated signing; dispensing records with pharmacy delegation; and training records with start dates. In an electronic system, the audit trail shows who entered and signed what, which makes the comparison much faster than paper.

At every monitoring visit

Delegation log review checklist

Every active person listed

Compare with the site team and system users.

PI sign-off before start

No task performed before the sign-off date.

Training before delegation

Protocol and system training dated before start.

Tasks match qualifications

Medical tasks with medically qualified staff.

Leavers closed

End date entered and access removed the same day.

Signatures on file

Specimen signature and initials for everyone listed.

FAQ

Questions about this template

Something not covered here? Ask us directly.

Who signs the delegation log?

Each staff member signs or initials their own entry, and the principal investigator authorises each delegation, usually with initials and date.

Where is the delegation log kept?

The original is kept in the investigator site file. Monitors review it, and sponsors often keep a copy in the trial master file.

What is a delegation of authority log?

A record kept by the investigator of which qualified staff are authorised to perform which trial tasks, from which dates.

Is a delegation log required?

ICH GCP requires the investigator to maintain a list of qualified persons to whom significant duties are delegated; the delegation log is the usual format.

Can the investigator delegate responsibility?

No. Tasks can be delegated, but the investigator remains responsible for the trial at the site.

What happens when staff leave?

Add an end date to their entry and remove their system access; do not delete the row.

Can Capture export a delegation log?

Yes. The delegation log can be exported, and it is part of the site activation checklist.

Keep delegation and access in step

Site activation, training and roles. Free sandbox.

See delegation-aware access